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Market Conduct Proposals Approved in Surprise Move
When the draft agenda for the NAIC Joint Executive (EX) Committee/Plenary was published on Sept. 10, nothing in it suggested that the committee would consider action on anything related to the highly controversial Market Conduct Annual Statement proposal, which was approved by the Market Regulation & Consumer Affairs (D) Committee during a conference call in April. Exec/Plenary had originally scheduled a conference call for July 8 at which time the intent was to vote on the MCAS proposal, however the conference call was cancelled about a week prior to the scheduled date.
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